General information about company
Scrip code	512344
NSE Symbol	NOT APPLICABLE
MSEI Symbol	NOT APPLICABLE
ISIN	INE068C01015
Name of the company	ARAVALI SECURITIES AND FINANCE LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	3	6770863			6770863	44.68	6770863		6770863	44.68
(B)	Public	15922	8382687			8382687	55.32	8382687		8382687	55.32
(C)	Non Promoter- Non Public	1	300			300		300		300	0
(C1)	Shares underlying DRs	1	300			300		300		300	0
(C2)	Shares held by Employee Trusts
	Total	15926	15153850			15153850	100	15153850		15153850	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				44.68					6770863
(B)	Public				55.32					5959893
(C)	Non Promoter- Non Public									300
(C1)	Shares underlying DRs									300
(C2)	Shares held by Employee Trusts
	Total				100					12731056

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		2	1052260			1052260	6.94	1052260		1052260	6.94
Sub-Total (A)(1)			2	1052260			1052260	6.94	1052260		1052260	6.94
(2)	Foreign
(a)	Individuals (NonResident Individuals/ Foreign Individuals)		1	5718603			5718603	37.74	5718603		5718603	37.74
Sub-Total (A)(2)			1	5718603			5718603	37.74	5718603		5718603	37.74
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			3	6770863			6770863	44.68	6770863		6770863	44.68
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(f)	Financial Institutions/ Banks		7	12905			12905	0.09	12905		12905	0.09
Sub-Total (B)(1)			7	12905			12905	0.09	12905		12905	0.09
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		15642	4633711			4633711	30.58	4633711		4633711	30.58
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		22	1285011			1285011	8.48	1285011		1285011	8.48
(e)	Any Other (specify)		251	2451060			2451060	16.17	2451060		2451060	16.17
Sub-Total (B)(3)			15915	8369782			8369782	55.23	8369782		8369782	55.23
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			15922	8382687			8382687	55.32	8382687		8382687	55.32
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 1 )	Custodian/DR Holder - Name of DR Holders (If Available)		1	300			300		300		300	0
Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2)			1	300			300		300		300	0
Total ( A+B+C2 )			15925	15153550			15153550	100	15153550		15153550	100
Total (A+B+C )			15926	15153850			15153850	100	15153850		15153850	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				6.94					1052260
Sub-Total (A)(1)				6.94					1052260
(2)	Foreign
(a)				37.74					5718603
Sub-Total (A)(2)				37.74					5718603
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				44.68					6770863
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(f)				0.09					8405
Sub-Total (B)(1)				0.09					8405
( 3 )	Non-institutions
(a(i))				30.58					2349213
(a(ii))				8.48					1173661
(e)				16.17					2428614
Sub-Total (B)(3)				55.23					5951488
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				55.32					5959893
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 1 )									300
Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2)									300
Total ( A+B+C2 )				100					12730756
Total (A+B+C )				100					12731056

Individuals/Hindu undivided Family
Searial No.	1	2
Name of the Shareholders (I)	ANUPAM PODDAR	DEVASHISH PODDAR	Click here to go back
PAN (II)	AAAPP1130A	AABHD8589C	Total
No. of fully paid up equity shares held (IV)	652260	400000	1052260
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	652260	400000	1052260
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.3	2.64	6.94
Number of Voting Rights held in each class of securities (IX)
Class eg:X	652260	400000	1052260
Class eg:y
Total	652260	400000	1052260
Total as a % of Total Voting rights	4.3	2.64	6.94
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	4.3	2.64	6.94
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	652260	400000	1052260
Reason for not providing PAN
Reason for not providing PAN
Shareholder type

Individuals (NonResident Individuals/ Foreign Individuals)
Searial No.	1
Name of the Shareholders (I)	CHANDRALEKHA PODDAR	Click here to go back
PAN (II)	AFPPP6447Q	Total
No. of fully paid up equity shares held (IV)	5718603	5718603
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	5718603	5718603
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	37.74	37.74
Number of Voting Rights held in each class of securities (IX)
Class eg: X	5718603	5718603
Class eg:y
Total	5718603	5718603
Total as a % of Total Voting rights	37.74	37.74
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	37.74	37.74
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	5718603	5718603
Reason for not providing PAN
Reason for not providing PAN
Shareholder type

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2
Name of the Shareholders (I)	PUBLIC	ANAND KUMAR KESARI	Click here to go back
PAN (II)	ZZZZZ9999Z	AAEPK0116F	Total
No. of fully paid up equity shares held (IV)	951158	333853	1285011
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	951158	333853	1285011
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	6.28	2.2	8.48
Number of Voting Rights held in each class of securities (IX)
Class eg: X	951158	333853	1285011
Class eg:y
Total	951158	333853	1285011
Total as a % of Total Voting rights	6.28	2.2	8.48
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	6.28	2.2	8.48
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	839808	333853	1173661
Reason for not providing PAN
Reason for not providing PAN	Textual Information(1)

Text Block
Textual Information(1)	PUBLIC HOLDING

Any Other (specify)
Searial No.	1	2	3	4	5
Category	Bodies Corporate	Non-Resident Indian (NRI)	HUF	Trusts	Others
Category / More than 1 percentage	Category	Category	Category	Category	Category
Name of the Shareholders (I)					CLEARING MEMBERS/HOUSE	Click here to go back
PAN (II)						Total
No. of the Shareholders (I)	129	21	99	1	1	251
No. of fully paid up equity shares held (IV)	2135020	21715	290447	1650	2228	2451060
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2135020	21715	290447	1650	2228	2451060
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	14.09	0.14	1.92	0.01	0.01	16.17
Number of Voting Rights held in each class of securities (IX)
Class eg: X	2135020	21715	290447	1650	2228	2451060
Class eg:y
Total	2135020	21715	290447	1650	2228	2451060
Total as a % of Total Voting rights	14.09	0.14	1.92	0.01	0.01	16.17
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	14.09	0.14	1.92	0.01	0.01	16.17
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2112574	21715	290447	1650	2228	2428614
Reason for not providing PAN
Reason for not providing PAN

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interestNamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence